Àwọn ìṣàmúlò-ètò License

Ile-iṣẹ idoko-owo

Brokerage, dealing, portfolio management and advice under securities law. Compared across 61 regimes. Figures are the statutory minimums from each regulator; real capital needs are usually higher.

Ka àkọlé

Àwọn Ìṣàmúlò-ètò	License	Awọn ohun-ini ti o kere ju	Agbègbè	Risiko
Austria Europe (EU)	Lisensi ile-iṣẹ idoko-owo (Wertpapierfirma); lisensi ti a ṣe ni rọọrun fun Wertpapierdienstleistungsunternehmen labẹ MiFID II Ẹya 3 FMA	EUR 75,000	FMA sọ fun oludije ni awọn oṣu mẹfa ti ohun elo ti o pari (WAG 2018 s. 3)	Àwọn ìpéwọ̀n
Belgium Europe (EU)	Àwọn ààyè-iṣẹ́ tí a fi pamọ́ nínú àwọn ile-iṣẹ́ ifowopamọ́ (beursvennootschap/société de bourse) tabi nínú àwọn ile-iṣẹ́ iṣakosó portífilọ́ọ̀tì àti ìṣàlàyé-ìwé NBB (ile-iṣẹ́ iṣakosó portífilọ́ọ̀tì, láti inú ìṣàlàyè-ìwé FSMA); FSMA (ile-iṣẹ́ iṣakosó portìfilọ́ọ̀tì àti ìṣàlàyé-ìwé)	EUR 75,000	MiFID II ìwé. 7(3): ìṣẹ̀dà nínú oṣù 6 tí àwọn ìṣàmúlò-ètò kọ̀ǹpútà	Àwọn ìpéwọ̀n
Cyprus Europe (EU)	Àwọn Ìṣàmúlò-ètò CySEC	EUR 75,000	MiFID II art. 7(3): decision within six months of a complete application	Àwọn ìpéwọ̀n
Estonia Europe (EU)	Àwọn Ìṣàmúlò-ètò Àwọn Ìṣàmúlò-ètò	EUR 75,000	Àwọn àṣẹ nínú 2 oṣù tí gbogbo àwọn ìròyìn àti àwọn àkọsílẹ̀ tí a fẹ́, àti kò ju 6 oṣù lọ láìpẹ́ ìṣàmúlò-ètò	Àwọn ìpéwọ̀n
France Europe (EU)	Agrément gẹgẹbi ile-iṣẹ idoko-owo (entreprise d'investissement) ACPR, pẹlu AMF ti n ṣayẹwo eto iṣẹ fun awọn iṣẹ idoko-owo ti o ni ibatan	EUR 75,000	6 oṣu lati faili ti pari; 4 oṣu fun pipẹ ti awọn iṣẹ (ACPR)	Àwọn ìpéwọ̀n
Germany Europe (EU)	Àwọn Ìṣàmúlò-ètò Àwọn Ìṣàmúlò-ètò	EUR 75,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Ireland Europe (EU)	MiFID investment firm authorisation Central Bank of Ireland	EUR 75,000	Ìṣàmúlò-ètò tí a bá fi pamọ́ lórí àwọn oṣu 6 tí a bá gba ìṣàmúlò-ètò tòójútó	Àwọn ìpéwọ̀n
Italy Europe (EU)	Àwọn ààyè-iṣẹ́ (SIM) ìgbàjón (MiFID II) CONSOB láti inú ijiroro Banca d'Italia	EUR 75,000	CONSOB ṣe ipinnu laarin 6 oṣu ti ohun elo to pari (TUF art. 19(1)	Àwọn ìpéwọ̀n
Lithuania Europe (EU)	Àwọn Ìṣàmúlò-ètò Aṣàfilọ́lẹ̀ Central African Republic	EUR 75,000	MiFID II ìwé. 7(3): ìṣẹ̀dà nínú oṣù 6 tí àwọn ìṣàmúlò-ètò kọ̀ǹpútà	Àwọn ìpéwọ̀n
Luxembourg Europe (EU)	Àwọn ààyè-iṣẹ́ ìṣàfilọ́lẹ̀ (MiFID II) CSSF	EUR 75,000	Iṣẹ́dà nínú oṣú 6 tí a fi gbá iṣẹ́ rẹ̀ lọ́wọ́lọ́wọ́; ọjọ́ ipari nínú oṣú 12, ìfẹ́ jẹ́ ẹ̀yàn.	Àwọn ìpéwọ̀n
Malta Ọ̀run (EU)	Àwọn iṣẹ́ ifowopamọ́ (MiFID investment firm) MFSA	EUR 75,000	MiFID II art. 7(3): decision within six months of a complete application	Àwọn ìpéwọ̀n
Netherlands Europe (EU)	Iṣẹ́ ẹ̀yàn ile-iṣẹ́ ifowopamọ́ (MiFID II) AFM (awọn iṣẹ́ ayẹwo ti DNB ṣe)	EUR 75,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Poland Europe (EU)	Àwọn ààyè-iṣẹ́ ìṣàfarawé-ìṣẹ́ bí ile-ìṣẹ́ (dom maklerski) KNF	EUR 150,000	MiFID II ìwé. 7(3): ìṣẹ̀dà nínú àwọn oṣù 6 tí ẹ̀yàn náà bá jẹ́ òótọ́; kò sí ìgbà tòjú tí a fi ṣàyẹwo	Àwọn ìpéwọ̀n
Portugal Europe (EU)	Àwọn ààyè-iṣẹ́ ìṣàmúlò-ètò (MiFID II) CMVM (iforukosilé àwọn awáròyìn owó); àwòrán àwọn ìṣẹ̀dà ìṣàmúlò-ètò tí kò jẹ́ òótọ́	EUR 75,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Spain Europe (EU)	Àwọn iṣẹ́ ile-iṣẹ́ ifowopamọ Àwọn Ìṣàfilọ́lẹ̀	EUR 75,000	Iṣẹ́jú nínú oṣù 6 tí a bá gbá tabi tí a bá parí fáìlì náà; ifẹ́ tí kò bá jẹ́ bi igbẹ́jọ́ (Àkọ́kọ́ 6/2023, àwọn ìṣàmúlò-ètò 131(1))	Àwọn ìpéwọ̀n
Gibraltar Europe (non-EU)	Àwọn ààyè-iṣẹ́ ìpamọ́ (Ìyàn Ìpà 7) GFSC	GBP 75,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Guernsey Europe (non-EU)	Àwọn Ìṣẹ́ GFSC	Not published	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Isle of Man Europe (non-EU)	Laisíntí iṣẹ́ ifowopamọ̀ klasẹ́ 2 IOMFSA	Not published	IOMFSA iṣẹ́ ìṣàmúlò-ètò àwọn oṣu 6 láti inú ìṣàmúlò-ètò tòójútó kan; pipẹ jú tí a kò bá jẹ́ pé kò tòójútó tabi àwọn ààyè-ètò bá wa	Àwọn ìpéwọ̀n
Jersey Europe (non-EU)	Àkọsílẹ̀ fún ìṣàfihàn iṣẹ́ ifowopamọ́ JFSC	Not published	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Liechtenstein Europe (non-EU)	Iṣẹ́ ẹ̀tọ́ ile-iṣẹ́ ifowopamọ́ (Zulassung als Wertpapierfirma); iwe-aṣẹ ile-iṣẹ́ iṣakoso ohun-ini labẹ VVG fun awọn ile-iṣẹ́ iṣakoso ayẹwo atí awọn akojopo ti ko ni ohun-ini alabara Liechtenstein	EUR 75,000	FMA n pinnu ni kete ti o to oṣu mẹta sẹyin lẹhin ti wọn ba gba ohun elo ti o pari (WPFG Art. 6(5)).	Àwọn ìpéwọ̀n
Monaco Europe (non-EU)	CCAF agrément fun awọn iṣẹ owo-owo (iṣakoso porfolio, imọran, gbigba ati gbigbe awọn aṣẹ, aabo, ile-iṣẹ ẹbi pupọ) CCAF	EUR 150,000	Igbà tí a bà gbá fáìlì kaǹ nínú oṣù 6.	Àwọn ààyè-iṣẹ́
Switzerland Europe (non-EU)	Àwọn ààyè-iṣẹ́ ìṣẹ̀dàn FINMA	CHF 1,500,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
United Kingdom Europe (non-EU)	MiFID investment firm (Part 4A permission) FCA	GBP 75,000	FSMA Part 4A awọn akoko ipari: 6 oṣu lati ohun elo ti o pari, 12 oṣu lati ọkan ti ko pari (bi a ti sọ fun awọn ohun elo banki nipasẹ Bank of England)	Àwọn ìpéwọ̀n
Bahrain Middle East	Àwọn ààyè-iṣẹ́ àwọn ile-iṣẹ́ ifowopamọ́ (Àwọn Ìjáde 1 si 4) Banki Central of Bahrain	BHD 25,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Qatar (QFC) Middle East	Iṣẹ̀dá QFC gẹgẹbi agbẹjọro ifowopamọ (iṣowo ni ifowopamọ gẹgẹbi oludari) QFC Regulatory Authority	QAR 7,000,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Qatar (QFC) Middle East	Igbàyé QFC bi ile-iṣẹ́ INMA (iṣakoso ifowopamọ, abẹwo, iṣeto, aabo, ibaraẹnisọrọ agbari) QFC Regulatory Authority	QAR 900,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
United Arab Emirates (onshore) Middle East	Lisensi iṣẹ́ owo (awọn ibaraẹnisọrọ, awọn amọja, aabo, itọnisọna, iṣakoso porfolio ati bẹbẹ lọ) Capital Market Authority (nibo ni SCA ti wa tẹlẹ)	Not published	Tí a kò fi hàn	Àwọn ìpéwọ̀n
United Arab Emirates Middle East	Àwọn Iṣẹ́ Ẹ̀yàn-ifowopamọ́ Tí A Fẹ̀ Nínú Ìṣowó Gẹ́gẹ́ Bí Ọ̀rọ̀ Ìṣàfilọ́lẹ̀ tabi Ìgbàra-ọ̀fẹ́ (Agbègbè 2) FSRA	USD 2,000,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
United Arab Emirates Middle East	Àwọn Iṣẹ́ Ẹ̀kọ̀ọ̀nù Owo-ifowopamọ̀ fun Igbàra-ẹ̀yàn Nínú Aṣàfilọ́lẹ̀ Gẹ́gẹ́ Bí Ọ̀rọ̀ Ìṣòró (Agbègbè 3A) FSRA	USD 500,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
United Arab Emirates Middle East	Àwọn Ìṣẹ́ Ẹ̀yàn-ìsẹ́ Ọ̀fin fun Ìṣàmúlò-ètò Aṣàfilọ́lẹ̀ tabi Ìṣàmúlò-ètò Ìpamọ́ Ìṣowó (Ìjáde 3C) FSRA	USD 250,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
United Arab Emirates: Dubai International Financial Centre (DIFC) Middle East	Laisíntì fún Igbálẹ̀ nínú Àwọn Aṣàfilọ́lẹ̀ Gẹ́gẹ́ bí Ọ̀rọ̀-ìṣẹ́ tabi Fipa Bára (Àwọn Ẹ̀yà 2) DFSA	USD 2,000,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
United Arab Emirates: Dubai International Financial Centre (DIFC) Middle East	Laisíntì fun Igbálẹ̀ nínú Aṣàfilọ́lẹ̀ bí Ọgá tabi Fun Iṣẹ́ Nínú Àwọn Ẹ̀yàn Iṣowó Tí A Fẹ́ (Àjọ 3A) DFSA	USD 200,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
United Arab Emirates: Dubai International Financial Centre (DIFC) Middle East	Laisíntì fún Ìbálẹ̀ Àwọn Aṣàfilọ́lẹ̀ tabi Ìbálẹ̀ Fundí Ìpamọ́ Ìmọ̀pọ̀ (Àjọ 3C) DFSA	USD 140,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Australia Asia-Pacific	Àwọn iṣẹ́ ifowopamọ́ Aṣojú-iṣẹ́ Ọstrelia (iṣowo, ìbámu, ipamọ, awọn ẹ̀yàn ifowopamọ́ ti a fọwọsi) ASIC	AUD 50,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Hong Kong Asia-Pacific	SFC laisíntì fún iṣẹ́ àwọn ìṣàmúlò-ètò tí a fọwọ́sì iru 1 (ìgbàdálẹ̀ nínú ààyè-iṣẹ́) SFC	HKD 5,000,000	SFC ṣàfihàn àwọn ìwé-ẹ̀rí 15 fún ìṣàmúlò-ètò ile-iṣẹ́ tí a fọwọ́sì	Àwọn ìpéwọ̀n
Japan Asia-Pacific	Àwọn ohun-iní owó (Ìtàn Ì atí iṣakosó ifowopamọ́) FSA (nípa ìjọba owó tí a bà fi hàn)	JPY 50,000,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Labuan (Malaysia) Asia-Pacific	Àwọn Ìwé-ẹ̀rí Àwọn Ìṣàmúlò-ètò	MYR 150,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
New Zealand Asia-Pacific	Lisensi iṣẹ ọja FMA: iṣẹ iṣakoso idoko-owo ti o ni igbẹkẹle (DIMS) ati oluṣakoso eto idoko-owo ti a ṣakoso FMA	Not published	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Philippines Asia-Pacific	Àwọn Irinṣẹ́ Aṣàfilọ́lẹ̀ SEC	Not published	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Singapore Asia-Pacific	Lisensi iṣẹ ọja owo (CMS), ibaraẹnisọrọ ninu awọn ọja ọja owo ati awọn iṣẹ miiran ti a ṣeto MAS	SGD 50,000	MAS ní àwọn oṣù lọ́wọ́lọ́wọ́ 6 láti ṣayẹwo ìṣàmúlò-ètò tí a fi kọ̀ǹpútà pamọ́; àwọn onínọmbà IPA ní àwọn oṣù lọ́wọ́lọ́wọ́ 6 láti padé àwọn ipò	Àwọn ìpéwọ̀n
South Korea Asia-Pacific	Àwọn ààyè-iṣẹ́ ìṣàfilọ́lẹ̀ owo-ìpamọ́ tabi àkọsílẹ̀ (ìjánu-ìfowopamọ́, amọ́já, ìṣàfilọ́lẹ̀ pẹ̀lú ẹ̀yàn, àjọṣepọ) FSC	Not published	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Antigua àti Barbuda Americas	Àkọ́lé àwòrán Àwọn Ìṣàmúlò-ètò	Not published	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Aago Americas	Àkọ́lé àwòrán Àwọn Ìṣàmúlò-ètò	Not published	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Báhamà Americas	Iforukọsilẹ gẹgẹbi ile-iṣẹ ti awọn ohun-ini gidi (iṣowo, iṣeto, iṣakoso, imọran; iṣowo CFD) Àwọn Ìṣàmúlò-ètò	Not published	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Barbados Americas	Iforukọsilẹ gẹgẹbi oniṣowo, olutaja, oludari idoko-owo, oniṣowo, alakọbẹrẹ tabi ile-iṣẹ seeti Financial Services Commission	Not published	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Bermuda Americas	Àwọn ààyè-iṣẹ́ ìṣàfilọ́lẹ̀ iṣẹ́ ifowopamọ́ tàbí ẹni tí a fi pamọ́ nínú Ẹ̀yàn A/Ẹ̀yàn B Bermuda Monetary Authority	Not published	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Bolivia Americas	Àkọ́lé àwòrán Àwọn Ìṣàmúlò-ètò	Not published	Tí a kò fi hàn	Àwọn ààyè-iṣẹ́
Bẹ́ràlì Americas	Sociedade corretora de títulos e valores mobiliários (CTVM) tabi sociedade distribuidora de títulos e valores mobiliários (DTVM) (securities broker or distributor) Banco Central do Brasil (authorisation); Comissão de Valores Mobiliários (conduct rules for intermediaries)	BRL 8,000,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
British Virgin Islands Americas & Caribbean	Lisensi iṣẹ idoko-owo Financial Services Commission	Not published	Tí a kò fi hàn	Àwọn ààyè-iṣẹ́
Canada Americas	Securities dealer, adviser (portfolio manager) or investment fund manager registration Provincial and territory securities regulators; investment dealers and mutual fund dealers must also be CIRO members	CAD 25,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Àwọn Ìfún Cayman Americas	Àwọn ààyè-iṣẹ́ ìṣàfilọ́lẹ̀ iṣẹ́ (ati ipó ẹni tí a fi pamọ́) Ile-ẹ̀yò Cayman Monetary Authority	KYD 100,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Chile Americas	Ley Fintec iṣẹ: crowdfunding ojula, alternative iṣowo eto, ibeere routing, idoko-owo imọran ati credit imọran Comisión para el Mercado Financiero	Not published	Iṣẹ́ iforukọsilẹ̀ ninú ọjọ́ iṣẹ́ 30 (awọn ofin 6); fọwọ́sí iṣẹ́ ninú oṣu mẹfa to gaju (awọn ofin 7)	Àwọn ìpéwọ̀n
Chile Americas	Àkọ́lé àwòrán Securities broker-dealer registration Àwọn Ìṣàmúlò-ètò	CLF 6,000	CMF ni ofin lori iforukọsilẹ laarin awọn ọjọ 30 ti ohun elo; aago naa da duro lakoko ti CMF n beere fun alaye diẹ sii (akọsilẹ 28)	Àwọn ìpéwọ̀n
Curacao Americas	Securities intermediary and/or asset manager license (effectenbemiddelaar / vermogensbeheerder) Central Bank of Nigeria	Not published	CBCS ti yan ninu ọjọ 60 ti ohun elo ti pari	Àwọn ìpéwọ̀n
Dominica Americas	Aṣàfilọ́lẹ̀-àjọṣepọ̀, aṣàfilọ́lẹ̀ iṣẹ́ tí a fọwọ́sí, aṣojú-ifowopamọ́ àti àwọn lìnẹ́ẹ̀sì alaabo Easter Caribbean Securities Regulatory Commission	Not published	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Mexico Americas & Caribbean	Institución de financiamiento colectivo (IFC, ile-iṣẹ ifowosowopo) Comisión Nacional Bancaria y de Valores, pẹlu adehun ti Comité Interinstitucional	MXV 500,000	Iṣẹ́jú 180̀ nínú ọjọ́ kaǹdé tí a fi yẹ́ ki Comité Interinstitucional gbágbọ́ (Ley Fintech art. 6)	Àwọn ìpéwọ̀n
Mexico Americas & Caribbean	Àwọn ààyè-iṣẹ́ amọja-aṣàfilọ́lẹ̀ Àwọn Ìṣàmúlò-ètò	MXV 3,000,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Panama Americas	Ìyárá amọ́já-ìtàn; Ìyárá amọ́já ìpamọ́ Ìjọba Aṣàfilọ́lẹ̀ Aṣàfilọ́lẹ̀	Not published	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Mauritius Africa	Laisíntí Aṣàfilọ́lẹ̀ Ìpamọ́ (Aṣàfilọ́lẹ̀ Àwọn Iṣẹ́ Gbogbogbo ti o ni tabi ko ni Underwriting, Broker, Discount Broker) Financial Services Commission	Not published	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Seychells Africa	Àwọn ààyè-iṣẹ́ Àwọn Ìṣẹ́ Ìṣàmúlò-ètò	USD 50,000	Tí a kò fi hàn	Àwọn ìpéwọ̀n
Áríǹkà Ààyè-ètò Áríǹkà	Àwọn ààyè-iṣẹ́ ìṣàfihàn iṣẹ́ owo-ifowopamọ (FSP) Financial Sector Conduct Authority	Not published	Tí a kò fi hàn	Àwọn ìpéwọ̀n

Àwọn ìṣàmúlò-ètò ní pàtó lórí ojú-ìwé ẹ̀yàn kọọkan. Àkóónú lọ́wọ́lọ́wọ́, kò jẹ́ àṣẹ-ẹ̀yàn.